Financial Regulation

A hard Brexit may require an overhaul of the EU’s rules governing its relationship with non-member states.

In the wake of bizarre market behavior, regulators move to expand disclosure on Treasury trades.

Wall Street Journal conference in New York brings together prominent regulators and industry insiders for wide-ranging discussions.

Scholar argues that ambitious German regulation on computer trades, although imperfect, is beneficial.

The New York State Department of Financial Services proposes cybersecurity regulations for financial institutions.

Government Accountability Office issues report finding oversight system too fragmented and complex.

Penn scholar explains the role, structure, and possible changes to the Federal Reserve System.

President of the Minneapolis Federal Reserve argues that banks still pose a threat of catastrophic failure.

Firms vary considerably in how they interpret regulatory commands and signals, posing enforcement challenges.

Learn about the history of regulatory capture, its effect on public policy, and remedies for addressing corruption.

Holding companies accountable for crimes is essential, yet more must be done to end “too big to jail” concerns.

Challenges loom concerning the implementation of a Dodd-Frank provision requiring companies to disclose source minerals from war-torn regions.