Financial Regulation

Scholars present framework for the regulation of automated advisors in the financial services industry.

Agency sees increased effectiveness after incorporating feedback from courts and academics.

Steven Mnuchin continues to advance in U.S. Senate even as Democrats decry his role during financial crisis.

Duke Law Professor argues for a new regulatory paradigm.

National financial technology companies will be regulated differently than traditional banks.

A federal consumer watchdog quietly solved a big problem.

U.S. banking regulator seeks to stop banks from trading in metals like copper and aluminum.

A hard Brexit may require an overhaul of the EU’s rules governing its relationship with non-member states.

In the wake of bizarre market behavior, regulators move to expand disclosure on Treasury trades.

Wall Street Journal conference in New York brings together prominent regulators and industry insiders for wide-ranging discussions.

Scholar argues that ambitious German regulation on computer trades, although imperfect, is beneficial.

The New York State Department of Financial Services proposes cybersecurity regulations for financial institutions.