Financial Regulation

Scholar argues that society is best off when regulators punish violations after the fact.

Scholar argues that China should model U.S. and U.K. regulation of online investing.

Independent agencies should mirror executive branch practices to overcome judicial scrutiny.

Scholars present framework for the regulation of automated advisors in the financial services industry.

Agency sees increased effectiveness after incorporating feedback from courts and academics.

Steven Mnuchin continues to advance in U.S. Senate even as Democrats decry his role during financial crisis.

Duke Law Professor argues for a new regulatory paradigm.

National financial technology companies will be regulated differently than traditional banks.

A federal consumer watchdog quietly solved a big problem.

U.S. banking regulator seeks to stop banks from trading in metals like copper and aluminum.

A hard Brexit may require an overhaul of the EU’s rules governing its relationship with non-member states.

In the wake of bizarre market behavior, regulators move to expand disclosure on Treasury trades.