SEC

FINRA Executive Compensation Challenged by Member Firms

FINRA Executive Compensation Challenged by Member Firms

Recent report details last year’s compensation.

Expand Centralized Regulatory Review to Independent Agencies

Expand Centralized Regulatory Review to Independent Agencies

Congress should require independent regulatory commissions to perform cost-benefit analyses

Agencies Should Provide Enhanced Procedural Protections in Aggregate Settlements

Agencies Should Provide Enhanced Procedural Protections in Aggregate Settlements

Agencies fail to provide necessary fairness when they compensate large groups of people.

Obama Directs Independent Regulatory Agencies

Obama Directs Independent Regulatory Agencies

Executive order contains strongly worded regulatory reform guidelines.

Week in Review

Week in Review

Regulatory news in review

Week in Review

Week in Review

Regulatory news in review

Week in Review

Week in Review

Regulatory news in review.

Week in Review

Week in Review

Regulatory news in review

Week in Review

Week in Review

Regulatory news in review

Risk Regulation Seminar Series Spring 2011 Recap

Risk Regulation Seminar Series Spring 2011 Recap

Dynamic speakers highlight PPR’s spring series.

Week in Review

Week in Review

Regulatory news in review

Regulators Introduce New Risk Retention Rule for Banks

Regulators Introduce New Risk Retention Rule for Banks

Proposal would require banks to retain some risk on most securities they issue.