Agency sees increased effectiveness after incorporating feedback from courts and academics.
Legal scholar argues SEC settlements after Dodd-Frank create potential costs for defendants and the public.
Prosecutions of individual corporate criminals can, in fact, be successful—and are critical for attaining justice.
Proposed rule would require companies to make clearer disclosure of pay and performance information.
Speech by U.S. regulator highlights complex issues facing U.S. capital markets.
New rule addresses valuation problems that may have contributed to financial crisis.
Agency actions are minor components of the financial consequences of FCPA enforcement.
An SEC Commissioner and former Chief Economist explain the role of economic analysis in rulemaking.
The SEC’s new money market rule may actually increase the run risk for some funds.
Scholars present a defense of and propose a framework for financial cost-benefit analysis.
Financial regulators in the U.S. and U.K. receive a growing number of alerts from whistleblowers.
State attorneys general are well suited to prod disclosure, recent paper argues.