The Supreme Court reaffirms lower courts’ ability to claw-back profits from violators of securities laws.
Entity-level fines may not adequately deter corporate crime compared to other enforcement mechanisms.
Scholar argues that judges, rather than the legislature, should continue to regulate insider trading.
Scholar argues regulation is needed to address unbridled intermediary activity in cryptocurrency.
The Supreme Court failed to clarify a key aspect of fraud claims in Lorenzo v. SEC.
Independent agencies should take steps to conduct more thorough economic analysis when writing regulations.
Whistleblowing incentives are crucial to agency enforcement.
South Korea takes steps to regulate cryptocurrency amid speculation concerns.
New article shows how small businesses and startups may trade shares fairly and efficiently.
The period within which securities transactions must settle is likely to shrink to match SEC rule change.
Agency sees increased effectiveness after incorporating feedback from courts and academics.
Legal scholar argues SEC settlements after Dodd-Frank create potential costs for defendants and the public.