Constraining the SEC’s Enforcement Options
Supreme Court limits agency’s ability to demand repayment of illegal gains.
Self-Deception and Regulatory Compliance
Firms vary considerably in how they interpret regulatory commands and signals, posing enforcement challenges.
Regulatory Capture in Enforcement
Enforcement decisions are oft-overlooked, yet such decisions merit heightened scrutiny if regulatory capture is to be reined in.
Keeping the Heat On in New York City
Proposed change to the city’s code would eliminate outdoor temperature as a determinant for heating.
The Cost to Businesses from Anti-Corruption Enforcement
Agency actions are minor components of the financial consequences of FCPA enforcement.
Enforcement and Regulatory Governance
Environmental regulators need to take a more holistic approach to improve compliance.
PPR Co-Sponsors Wharton Workshop on Third Party Auditing
Special event features robust discussion on how to ensure safety with limited regulatory funds.