Enforcement

Constraining the SEC’s Enforcement Options

Supreme Court limits agency’s ability to demand repayment of illegal gains.

Self-Deception and Regulatory Compliance

Firms vary considerably in how they interpret regulatory commands and signals, posing enforcement challenges.

Regulatory Capture in Enforcement

Enforcement decisions are oft-overlooked, yet such decisions merit heightened scrutiny if regulatory capture is to be reined in.

Keeping the Heat On in New York City

Proposed change to the city’s code would eliminate outdoor temperature as a determinant for heating.

The Cost to Businesses from Anti-Corruption Enforcement

Agency actions are minor components of the financial consequences of FCPA enforcement.

Enforcement and Regulatory Governance

Environmental regulators need to take a more holistic approach to improve compliance.

PPR Co-Sponsors Wharton Workshop on Third Party Auditing

Special event features robust discussion on how to ensure safety with limited regulatory funds.