Speech by U.S. regulator highlights complex issues facing U.S. capital markets.
New rule addresses valuation problems that may have contributed to financial crisis.
Agency actions are minor components of the financial consequences of FCPA enforcement.
An SEC Commissioner and former Chief Economist explain the role of economic analysis in rulemaking.
The SEC’s new money market rule may actually increase the run risk for some funds.
Scholars present a defense of and propose a framework for financial cost-benefit analysis.
Financial regulators in the U.S. and U.K. receive a growing number of alerts from whistleblowers.
State attorneys general are well suited to prod disclosure, recent paper argues.
Troy A. Paredes offers his views on recent regulatory developments at a Penn seminar.
Cost-benefit analysis assumes an increasingly prominent role in financial rulemaking.
Long-awaited crowdfunding rules increase funding opportunities and risk to investors.
Effective evaluation helps to guard against regulatory capture.