SEC

Understanding the Business of Corporate Board Diversity

Understanding the Business of Corporate Board Diversity

Experts discuss the benefits of diversifying corporate boards of directors.

The Threat of Insider Giving

The Threat of Insider Giving

Scholars advocate greater regulation of manipulative stock donations.

Consumers Win Assurance of Important Protection From Securities Fraud

Consumers Win Assurance of Important Protection From Securities Fraud

The Supreme Court reaffirms lower courts’ ability to claw-back profits from violators of securities laws.

Is Corporate Criminal Punishment Just Another Cost of Doing Business?

Is Corporate Criminal Punishment Just Another Cost of Doing Business?

Entity-level fines may not adequately deter corporate crime compared to other enforcement mechanisms.

Applying Judge-Made Law to Insider Trading

Applying Judge-Made Law to Insider Trading

Scholar argues that judges, rather than the legislature, should continue to regulate insider trading.

Regulating Cryptocurrency

Regulating Cryptocurrency

Scholar argues regulation is needed to address unbridled intermediary activity in cryptocurrency.

A Missed Opportunity in Securities Fraud Enforcement

A Missed Opportunity in Securities Fraud Enforcement

The Supreme Court failed to clarify a key aspect of fraud claims in Lorenzo v. SEC.

Building Capacity for Economic Analysis at Independent Agencies

Building Capacity for Economic Analysis at Independent Agencies

Independent agencies should take steps to conduct more thorough economic analysis when writing regulations.

Whistleblowing Is a Key Regulatory Tool

Whistleblowing Is a Key Regulatory Tool

Whistleblowing incentives are crucial to agency enforcement.

The Brave New World of Bitcoin

The Brave New World of Bitcoin

South Korea takes steps to regulate cryptocurrency amid speculation concerns.

Combating Pump and Dump in Crowdfunding Markets

Combating Pump and Dump in Crowdfunding Markets

New article shows how small businesses and startups may trade shares fairly and efficiently.

Bank Regulators Aim to Alter Securities Trade Rules

Bank Regulators Aim to Alter Securities Trade Rules

The period within which securities transactions must settle is likely to shrink to match SEC rule change.