Securities and Exchange Commission

President of the Minneapolis Federal Reserve argues that banks still pose a threat of catastrophic failure.

Prosecutions of individual corporate criminals can, in fact, be successful—and are critical for attaining justice.

Challenges loom concerning the implementation of a Dodd-Frank provision requiring companies to disclose source minerals from war-torn regions.

When promulgating human rights rules for businesses, specific is better.

The past few years in regulation offer lessons for the next five.

Legal scholar argues that the largest private startups should be required to disclose more information.

SEC grapples with consumer protection obstacles and compliance costs through new crowdfunding rule.

Proposed rule would require companies to make clearer disclosure of pay and performance information.

New rule addresses valuation problems that may have contributed to financial crisis.

Agency actions are minor components of the financial consequences of FCPA enforcement.

An SEC Commissioner and former Chief Economist explain the role of economic analysis in rulemaking.

Scholar worries that pay gap between financial industry and regulators may lead to regulatory failure.