The Supreme Court failed to clarify a key aspect of fraud claims in Lorenzo v. SEC.
Regulators consider whether mutual funds’ common ownership of competing companies is bad for consumers.
Scholar suggests alternatives to regulating cryptocurrency offerings as conventional securities.
Reducing the power of technocrats will strengthen democratic legitimacy and political stability.
The Court’s decision about administrative judges skirts major separation of powers questions.
Regulation can accommodate innovation while promoting broader social goals.
New article shows how small businesses and startups may trade shares fairly and efficiently.
The period within which securities transactions must settle is likely to shrink to match SEC rule change.
Supreme Court limits agency’s ability to demand repayment of illegal gains.
Agency sees increased effectiveness after incorporating feedback from courts and academics.
Legal scholar argues SEC settlements after Dodd-Frank create potential costs for defendants and the public.
Government Accountability Office issues report finding oversight system too fragmented and complex.