Wall Street’s Favorite Four-Letter Word
The stock market is excited about SPACs, but regulators worry they could harm retail investors.
A New New York Stock Exchange?
The SEC paves the way for companies to raise capital directly from investors in initial offerings.
The Accredited Investor Exemption Must Go
Scholar argues that the SEC should protect investors by requiring greater disclosures for private offerings.
Innovation and Securities Regulation
The SEC should do more to support the use of innovative technologies by investors in capital markets.
Does Regulation Chill Cryptocurrency Trading?
Regulations have not decreased cryptocurrency trading within some U.S. and foreign markets.
A Missed Opportunity in Securities Fraud Enforcement
The Supreme Court failed to clarify a key aspect of fraud claims in Lorenzo v. SEC.
Are Mutual Funds Bad for U.S. Consumers?
Regulators consider whether mutual funds’ common ownership of competing companies is bad for consumers.
Regulating Initial Coin Offerings
Scholar suggests alternatives to regulating cryptocurrency offerings as conventional securities.
Reining in Technocracy to Increase Democratic Legitimacy
Reducing the power of technocrats will strengthen democratic legitimacy and political stability.
Lucia Turns Out to Be Much Ado About Nothing
The Court’s decision about administrative judges skirts major separation of powers questions.
Innovation as a Challenge to Regulation
Regulation can accommodate innovation while promoting broader social goals.
Combating Pump and Dump in Crowdfunding Markets
New article shows how small businesses and startups may trade shares fairly and efficiently.