SEC

AI and the Future of Market Manipulation

AI and the Future of Market Manipulation

Scholar examines the danger AI poses to financial markets and offers regulatory solutions.

Shareholder Influence on Executive Compensation

Shareholder Influence on Executive Compensation

Scholars discuss shareholder-driven approaches to corporate executive compensation.

Private Actions Fill Public Gaps

Private Actions Fill Public Gaps

Scholars discuss private litigation filling SEC enforcement gaps.

A Pivotal Case Shaping Cryptocurrency Regulation

A Pivotal Case Shaping Cryptocurrency Regulation

A recent enforcement action suggests a new approach to regulating cryptocurrency.

Will a Republican Trifecta Bring Clearer Crypto Regulation?

Will a Republican Trifecta Bring Clearer Crypto Regulation?

Clarified cryptocurrency regulation may come from expanded CFTC power under Trump Administration.

Ninth Circuit to Consider “Shadow” Theory of Insider Trading

Ninth Circuit to Consider “Shadow” Theory of Insider Trading

A pending case penalizes the use of insider information about one company to trade another company’s stock.

Holding “Green Gatekeepers” Accountable

Holding “Green Gatekeepers” Accountable

Scholars urge policymakers to regulate green gatekeepers to reduce greenwashing.

The Flaws in Jarkesy and Why Certain Civil Penalties May Survive

The Flaws in Jarkesy and Why Certain Civil Penalties May Survive

Scholar argues that civil penalties under environmental laws may survive Seventh Amendment challenges.

A Green Wash-Out

A Green Wash-Out

A scholar analyzes the differences between the American and EU approaches to regulating greenwashing.

Enhanced Regulatory Oversight in ESG Investing

Enhanced Regulatory Oversight in ESG Investing

Scholars debate the market impacts of ESG regulations.

Kim Kardashian Prompts Major Questions for the SEC

Kim Kardashian Prompts Major Questions for the SEC

Scholar argues the SEC violated the major questions doctrine by suing celebrities who endorsed cryptocurrency companies.

Cybersecurity Good Governance

Cybersecurity Good Governance

New SEC regulations are likely to change the cybersecurity landscape by encouraging more widespread adoption of best practices.