securities regulation

Wall Street’s Favorite Four-Letter Word

Wall Street’s Favorite Four-Letter Word

The stock market is excited about SPACs, but regulators worry they could harm retail investors.

A New New York Stock Exchange?

A New New York Stock Exchange?

The SEC paves the way for companies to raise capital directly from investors in initial offerings.

The Accredited Investor Exemption Must Go

The Accredited Investor Exemption Must Go

Scholar argues that the SEC should protect investors by requiring greater disclosures for private offerings.

Inside Insider Trading

Inside Insider Trading

Scholars propose regulatory and legislative changes to increase oversight of insider trading.

Celebrating The Regulatory Review’s Tenth Anniversary

Celebrating The Regulatory Review’s Tenth Anniversary

To commemorate The Regulatory Review’s 10th anniversary, leading scholars and practitioners reflect on regulation’s past, present, and future.

Consumers Win Assurance of Important Protection From Securities Fraud

Consumers Win Assurance of Important Protection From Securities Fraud

The Supreme Court reaffirms lower courts’ ability to claw-back profits from violators of securities laws.

We Need to Talk About ICOs

We Need to Talk About ICOs

Cryptocurrency experts critique the current regulation of secretive token sales.

A Missed Opportunity in Securities Fraud Enforcement

A Missed Opportunity in Securities Fraud Enforcement

The Supreme Court failed to clarify a key aspect of fraud claims in Lorenzo v. SEC.

Strengthening Accountability for Aviation Safety

Strengthening Accountability for Aviation Safety

Requiring airplane manufacturing CEOs to certify airplane safety could prevent tragedies.

Regulating Initial Coin Offerings

Regulating Initial Coin Offerings

Scholar suggests alternatives to regulating cryptocurrency offerings as conventional securities.